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Introduction to Philosophy The Pre-Socratics Part one:
Philosophy is a profound symbolic and logical activity with a particular history, areas of exploration, and a methodology. All three of these components are necessary to take into consideration if one is to portray accurately philosophical activity for curious bystanders or peripatetic spectators. Two ancient prophecies probably from oracles are important navigational tools if one is to understand the depth of what we read, especially in the cases of Heraclitus, Anaximander, and Parmenides where we are dealing with fragments of whole works. The first is the prophecy cited by Socrates in the Republic which claims that everything created is destined to fall into ruin and decay and be destroyed. The second is the prophesy or commandment from the Delphic oracle to “Know thyself”. This latter commandment must be understood to be broader than a piece of epistemological advice: it must be understood against the background of the first prophecy, i.e. as a matter of life and death and it also needs to be understood against the background of Aristotle’s epistemological remark that this is the knowledge most difficult to attain.
The First philosopher, Thales, was what one might now call a natural philosopher, concerned with the starry sky above him and predominantly driven by the poetic classification system of all the elements of the world, namely earth, air, water, and fire. He was principally concerned to discover which element was more fundamental than the rest. We do not quite understand his choice of water over fire(energy) but we can see certainly the importance of water to life, and perhaps we have always been able to understand this particular relation. This is the first “materialist” explanation but without any detailed account of the role of physical processes such as heat and cold, wet and dry which later allowed Aristotle to formulate the first meteorological system. Although it has to be mentioned that Thales was able to predict the weather many months in advance. There is a famous story of him predicting favorable weather for the olive trees, buying up all the olive presses and making a considerable amount of money to make a point to the community he lived in. This action of Thales is also in itself interesting because it suggests that a state of tension existed between the exploring spirit of the first philosopher and his religiously inspired community where lightning striking trees was best explained in terms of the anger of the Gods. This dualistic bipolarity of the natural and the supernatural world was probably to persist not just in the communities of Ancient Greece but also in the minds of all the philosophers up to and including Aristotle.
It is, however, firstly in the thoughts of Anaximander Heraclitus and Parmenides that we begin to feel we are dwelling in the city-state of philosophy. For it is in the fragments that we have of their works that we first begin to sense that these thinkers are not just concerned with the physical world but rather with the world as a whole in a critical spirit which methodologically avoided supernatural references to the mythical Gods: concerned with what Heidegger would call our relation to Being.
Anaximander is a transitional figure, seemingly perpetuating the materialistic spirit of investigation: investigating eclipses and meteorological events and at the same time introducing the speculative idea of “Apeiron” or the infinite into his reflections on existence. Some commentators wonder whether this was a nod in the direction of the divine immortal gods but some like Christopher Shields in his work, “Classical Philosophy” points to the possibility that Anaximander was reflecting upon the infinity of space and time. Our world has its origins in the Apeiron Shields claims on behalf of Anaximander.
Heraclitus is famous for his claim that “Everything is changing all the time”. We cannot, he insists, step into the same river twice because if the river is constituted of the water that is flowing by(which is a questionable premise) we will certainly be wading in different water the second time we enter the river. With this almost oracular proclamation the agenda of philosophical explanation is changed and from then on the second prophesy from the Delphic oracle moved into the central arena of philosophical thought and joined the materialist prophesy that all created things are doomed to destruction. “Change” becomes the focus of thought: what needs to be explained. The world is viewed through the lens of the image of the water of a river: it is something that is constantly and forever changing. Shields points to a distinction that Heraclitus draws between synchronic change such as that which occurs in relation to the waters of the river or a pile of pebbles A. Remove one pebble from the pile and replace it with another and this, Heraclitus would claim is an example of diachronic change or flux, whereby we are forced to say that we are now dealing with a different pile B of pebbles. Synchronic change or flux is demonstrated in two examples in which Heraclitus begins to play with the thought that contradiction can actually be used philosophically to demonstrate our relation to reality or Being. The first example is that “the road up and the road down is one and the same”. Here we have opposites which might seem contradictory but are not in virtue of the fact that a road is traversable in both directions: the road is the hidden uniter of these seeming opposites. It is here, however, that the fragmentariness of the fragments becomes a problem. How shall we interpret these claims?- We will suggest that Heraclitus should be interpreted as meaning that the essential activity of a human being is their thought and it is in the thought of the thinker that the road is one and it is only because of this fundamental fact that we are able to understand that walking up and down the road are one and the same. This is a clear move toward the prophecy of the Delphic oracle and the primacy of thought. The principle of contradiction regulates thought first and only by implication the object of the thought(which is doomed to decay and destruction. But Heraclitus is also famed for his discussions of Aletheia and a fragment which claims that Aletheia reveals what is hidden. This fragment should be viewed together with the fragment which claims that what is hidden is the logos of the one rather than the many.
Parmenides is an interesting thinker from many different perspectives but we are going to concentrate on his critical relation to Heraclitus whose aphoristic style of proclamations must have irritated the Philosopher who was possibly one of the first to believe that proclamations must be replaced by demonstrations or arguments that something is the way it is and not in some other way. Parmenides’ argument is complex but on the assumption that we are in the realm of thought and that we must think something, Parmenides argues that this something must be the bearer of change if it is to be thought about at all. Change is an illusion. Plato used this fragment as the guiding light for the construction of his theory of forms or ideas. Aristotle also referred to this fragment in his Metaphysics and transformed it into a principle of all metaphysical reflection whilst at the same time acknowledging the fragment of Heraclitus relating to change by insisting that of course change is real and it is so because we perceive change in the bird hopping from one branch of the tree to another. But Aristotle would have agreed that change without any reference to some enduring thing that is changing cannot be thought about. It is after all the bird that is hopping and not a nothing. The Delphic oracle’s prophecy was almost fully actualized in Aristotle’s Metaphysics. The counterargument to this position is one that Heraclitus may have embraced in order to save his position from the Aristotelian attack. It is contained in Shields’ argument that it is, in fact, possible to think nothing. This is a complex argument which cannot be resolved here but suffice it to say that the assumption of this work will be in this respect at least, Aristotelian through and through. The next Philosopher to be considered in this unit will be that towering figure of Socrates which followed upon the Parmendiean demand that one demonstrate the validity of one’s thinking in arguments. We will discuss Socrates the next but one issue of the journal.
Introduction to Philosophy: The Pre-Socratics Part Two
Fragments at an archeological excavation are attended to by being placed in the midst of a circle of instruments and encircled by a group of concerned viewers.
Such has not been the case with the fragments of ancient texts from the Early Greek Philosophers which are often found embedded in other authors texts hundreds of years after their production. Martin Heidegger’s “Early Greek Thinking” gives one the impression that the 4 fragments he discusses are examined by a certain kind of philosophy using certain kinds of instruments designed to force this kind of fragment to give up its meaning to concerned interpreters. Heidegger in Delphic Oracle fashion points out that the process of translating a fragment requires a certain amount of self-translation before the meaning of the fragment is revealed. We moderns, it is claimed, think in terms of having the right attitude toward whatever object we confront or are confronted with, and this does not seem to Heidegger to capture the spirit of the meaning of the fragments which seem to have orbited in a different universe of discourse to ours: one in which one has sought to talk about an all-inclusive reality or being which is the source of all existence and thought about existence.
For Heidegger, we moderns appear to have forgotten something or at the very least appeared to have been transformed into beings for whom our very being is an issue. Only religious thinking appears to have retained this sense of man having fallen from a greater understanding and this not via texts composed of argument and evidence but rather via texts composed of myths, legends, and prophecies. On this view, we once lived in a paradise and engaged in actions which compromised our being in that world and that in turn set us in search of a lost and promised land, set us off on a journey along a road we are still wandering today.
The oldest of the fragments that Heidegger discusses is a fragment of
Anaximander which reads:
“But where beings have their origins, there also their passing away occurs: for they pay recompense and penalty to each other for their injustice according to the assessment of time.”
Readers of the Republic will surely detect an echo of the ancient prophecy Socrates referred to, namely that everything which comes into existence is fated or destined for ruin and destruction. A prophecy which appears to reflect upon the ultimate beginning and end of all things.
An understanding of Language is, of course, an important key for translating the words the Greeks used for Being or reality. But the problem with this requirement is that the Greeks used a language which inhered in a mind, context or landscape of thought which are largely lost to us. Aristotle was one of the key bearers of this tradition of thought and therefore a standard by which to measure the fragments of Anaximander, Heraclitus, and Parmenides. Heidegger questions this traditional assumption, however, on the grounds that Aristotle takes the essence of substance, being or reality for granted in his system of categories.
Aristotle assumes, that is, that the continuum of reality is divided or categorized in the way depicted by his system of categories. Aristotle, Heidegger claims, looks at being through the lens of the proposition which fixes upon what is present and seen as an end in itself rather than as a process of unconcealment: a process in which being presences and thinking originates because thinking in accordance with the process of unconcealment is the thinking of Being. When thinking is not in accordance with this process of unconcealment there is a falling away from reality, as is the case in our modern thinking, according to Heidegger. This is nothing less than a tragedy, a tragedy with far-reaching consequences. Perhaps this tragedy was already foreseen in the fragment of Anaximander cited above. This also cannot but remind the Theologian and Christian of the falling away from the Grace of God and simultaneously give us pause for thought, considering that the theoretical characterization of “the fall” is usually regarded as a product of myth.
Heidegger’s view is that this falling away is a tragedy and who can but mourn the passing away of a value that one does not fully understand. In the fragment of Anaximander there appears to be a vision of a state of disorder prevailing when beings come into existence, and a restoration of order when they pass away.
This appears a reversal of everyday attitudes toward the passing away of valued existences. Fallen man apparently dwells imperfectly in a realm of objectless anxiety—anxious about his own and everyone’s death: events of which he cannot have a complete conception. This is part of the mystery of the prophecy of the oracle that everything which has come into being shall pass away and be transformed into the stuff of the universe from which it arose. Heidegger has an image in relation to Anaximander of someone journeying on a woodpath in the middle of a wood and the path suddenly comes to an abrupt end. What disorder! we exclaim and for Anaximander, this may not be man’s justice but it is cosmic justice. Cosmic justice appears then to be an almost divine matter/energy regulation principle searching for cosmic equilibrium: a principle for which the death of man is a part of the chain of necessity, whether or not man knows himself in accordance with the more anthropomorphic challenge of the prophecy of the oracle.
Heidegger also discusses a number of fragments from Heraclitus’ literary remains but the one which is in accord with the anthropological prophecy is the fragment which Diels translates as :
Eugen Fink discuss the fragment above in relation to fragment 64 which Diels
translates as :
“Lightning steers the universe”
which on the face of it appears as a cosmic prophecy. Heidegger and Fink attempt in their discussion to combine these notions with a number of other ideas such as Logos but initially, they seek a cosmological description/explanation which attempts to provide us with a Heraclitean holistic understanding of being. Lightning is, of course, not to be identified with an event of lightning in the universe but rather it manifests the light of the universe by virtue of which all things appear. Steering is again not an activity in the universe like the steering of a ship but is rather connected to lightning illuminating the outline and surfaces of things and a holistic “logical”(Logos) connection to thought is also indicated. Thought enlightens and steers through wisdom and rationality—an effortless steering very different to the hard work of the helmsman who is steering a vessel over the waves into the wind in order not to founder on the rocks. It is uncertain whether these fragments would suffice to build a theory of meaning but Snell translates fragment B50 as follows:
“When you have listened not to me but to the meaning, it is wise within the same meaning to say “One is All””.
Heidegger goes on to ask in chapter 2 of “Early Greek Thinking” whether there is an origin of meaning or reason as Logos. In this context he discusses the Greek “legen” which he claims means “bringing together” and “saying and talking”. This latter leads on to an interpretation of the Greek term “lesen” which adds to the above meanings the meaning of laying or putting things together and this cannot fail to arouse images of the classroom in which the teacher gathers things together in order to lay them before the pupil. One might also wish to insist that lessons are events in the world in which saying and talking articulate the essence of what is being talked about or said.
Heidegger is in these texts exploring the very origin of words and the origin of the term Aletheia emerges very early and is interpreted as meaning “to bring into unconcealment”. The pupil hears the lesson when he understands the meaning of the sounds that are being articulated and he tarries or dwells or belongs in the realm of Being that is being talked about. This hearing is determined by Logos. Heraclitus, Heidegger argues is claiming that Logos and proper hearing are the same for us mortals and this hearing is simultaneously Legen. Logos non-instrumentally belongs to a realm of discourse which includes Aletheia and the idea of oneness implied by both these terms. These latter two terms and Logos appear to me to be more philosophically significant than the “binding together” of legein which is susceptible to an instrumental interpretation. The oneness being talked about appears to be “logical”—that which unites opposites and reveals simultaneously. This logical characterization
seems to be very appropriately described in the fragment of Heraclitus which refers to “The road up and the road down are the same”. The road is the One that reveals its different aspects of being traversable in opposite directions. “Legen” as saying and talking needs to be linked in some way to the matter of what is being talked about or said or named, e.g. the road.
This is part of Heidegger’s journey back to the origin of Thought, Language, and Western Thinking and his position is that the thinking of the Being of beings is unique to the Western world. Words here appear to be like the lightning: they steer, illuminate and reveal Being. According to Heidegger “The Fall” away from the understanding of Being occurred sometime after the establishment of this origin. In the course of this transition, language and the lightning of being shifted in its function from expressing oneness and the All, to the instrumental expression where something expresses something else. The arena for all cosmological and anthropomorphic thinking became the arena for the thinker to use language instrumentally to express thought.
During the Pre-Socratic era, the thought of Heraclitus was eclipsed very quickly by the thought of Parmenides and as we all know Parmenides was Plato’s choice of the Pre-Socratic philosophers. Socrates, his pupil, was perhaps closer to Anaximander and Heraclitus. He began his life as a philosopher by investigating cosmological issues and in the beginning he was probably more inspired by the prophecy that all created things are doomed to destruction and ruin, doomed to return to the stuff from which they emerged. As news of Socrates’ wisdom spread even to the oracle at Delphi it seems that a shift was occurring toward the oracular challenge or prophecy to “know thyself”, perhaps as a response to understanding the cosmological and anthropomorphic implications of the judgment “All men are mortal”. In this seismic shift from the cosmological to the anthropomorphic, one detects a shift from thinking about the Being of beings to thinking about the relation of thinking to Being.
Heidegger in chapter 3 of “Early Greek Thinking” discusses exactly this issue in relation to fragment 8 of Parmenides in which it is startlingly claimed that Thinking and Being are the same. For us modern mortals this takes us back to Shields’ claim in part one of this chapter, namely that it is possible to think nothing. If it is really possible to think nothing, one of the primary premises of the Parmenidean argument is overturned. Parmenides was adamant that one cannot think nothing: that without the something that one is thinking about, there can be no thinking. In modern analytical language thought and its object is logically related. Heidegger’s treatment of this issue is consistent with his earlier work. He rehearses the position that separates the elements of the whole—the thought and the object(that which one is thinking about). We have the thought of the cat present at hand and the thought of the cat lounging on the living room mat also present at hand(presented theoretically). In the spirit of this reflection Heidegger
writes:
“Seafaring, temple building, conversation at social gatherings, every kind of human activity belongs among beings and is therefore identical with Being”(Early Greek Thinking p80).
This, Heidegger argues, cannot be what Parmenides means. Objects present at hand are part of the whole and at best can only symbolize the One and the All, e.g. through the activity of philosophy, religion, and poetry. Thought in such a context loses its universal steering character when reduced to beings present at hand. The relation “representation” is then called upon to resolve the problem of the relation between the divided elements thought and its object.
Epistemology is then, in turn, called upon to transform what was essentially a metaphysical and logical investigation of reality into a pursuit to know objects present at hand. “Being is being represented”(EGT p82). Thus is born the idealism of modern philosophy which culminated in the Philosophy of Hegel, a philosophy that was determined to stand the philosophy of Kanton it’s head. For Hegel, it appeared that the road up could be represented as the road down in the stream of thought which had curiously become somehow identical with the Being of beings that were being thought about. Kant, following Aristotle, rejected this Platonic consequence of “a thinker in relation to his thought” that in its turn was in some relation to some part of reality. The idea of thinker thought and object that in itself is a condensation of the relation between things present at hand dominated what Heidegger called the process of presencing in which Being and beings is revealed. Logos, as we saw is related to the hearing of the pupil. Heidegger interprets Parmenides’ opening statement that Thinking and Being are the same in terms of them belonging together but probably not in terms of the modern theory of logical identity which links two terms in virtue of the fact that the predicates of A must be identical with the predicates of B for A to be the same as B: but is this the same meaning of “same” as we find in Parmenides? Logos is also concerned with the saying of Being. It is not just concerned with the object, with what is said. Saying here is concerned with bringing something into view, as lightning does when it illuminates or reveals.
Saying is also concerned therefore with aletheia. Parmenides claims that “Aletheia is a goddess” disclosing all in natural light. Moira, on the other hand, is the destiny and governing principle of the presencing of All. Both aletheia and Moira are involved in the so-called “appropriating event” where thought is the thought of the Being of beings.
Time is never far from the thoughts of Heidegger given the title of his first major work “Being and Time”. In experience, time is the great discloser of the meaning of events. Fragment 114 is translated by Diels in the following way:
“If one wants to talk with understanding, one must strengthen oneself with what is common to all, like a city with the law, and even more strongly.”
Fragment 100 complements this thought with reference to the clock of the world, the sun, or Helos. We should not, it is argued, think of helos as a measuring instrument of the time of the world but rather that which makes the seasons possible and which brings everything into being. The “fallen” form of thinking presents time as a line and as a bare succession which somehow manages to abstract the content of time from the sequence. Such abstraction of time is impossible with the seasons which are defined by their content and not by their succession one upon the other. Time is the bringer of things:
“We have seen that the hours and times are not to be taken as a stream of time or as a temporal relation that, subjected to metric leveling down, is measurable and calculable”.
“Helos and times are not to be taken as the empty form in contrast to the content of time, but as filled time which begets and produces each thing in its own time—but rather the times of the day and the seasons. Helos brings forth growth”(EGT)
“A time of” and “a time for” reflect descriptive time and
explanatory/justificatory time. “For” differs from “of” in containing a suggestion of an explanation for, or a justification of the time content. A “time to” on the other hand seems definitively more anthropological and action-oriented and related to the way in which Moira , the goddess of fate and meaning who steers the lightning that reveals what conceals in the darkness of a clearing and uses cosmological and anthropological scales to dispense justice to the satisfaction of Dike, the Erinyes and the guardians at the boundaries of the north, south, east and west. The expressions we find in the book of Ecclesiastes in the Bible are in this anthropological spirit: in particular the expression that
“There is a time for every purpose under heaven”.
This is clearly related to the Delphic oracles prophecy or challenge to “Know thyself” in response to the forlorn cries of humans from the wilderness of their existence: cries of “What shall we do?” which are calmly and stoically answered by the words of Ecclesiastes. What follows from this prophecy is a picture of existence in which anthropomorphic choices reveal the importance of freedom for the being for whom his being is in question. For the Heidegger who wrote, “Being and Time” human beings dwell in the realm of what he calls the “ready-to-hand” where each instrument and action is embedded in a whole, in a context of involvements which is practically complete: a context of meaning. The teacher teaching in her classroom, the builder building a house, the husband making love to his wife are all activities for the transmission of what Aristotle calls “forms”(or principles). These forms or principles are world-forming and fall under the prophecy or challenge of “Know thyself”. It should be pointed out, however, that this challenge is not a challenge to know myself as an individual but rather a challenge to know my place as a human being in the above context of involvements. It is a challenge to know the forms or principles that drive the world forming process. It is a challenge to understand the world forming moods or attitudes of Ecclesiastes when it is claimed, for example, that there is a time to rejoice(cf the Kantian boundless outlook onto the world) and a time to mourn(cf the Kantian melancholic haphazardness of everyday life).
Emerging from these reflections on the fall of man, the telos of man over the two thousand years since the Pre-Socratics, is a picture of the being for whom his being is in question. What emerges is a portrait revealed by Aristotle, Kant, Freud, Heidegger, and possibly Wittgenstein amongst others. A portrait that is revealed in a dark clearing by a flash of lightning. A portrait that appears to be awaiting a figure like Diogenes to pass by with a steadily burning lantern or awaiting a Platonic sun to rise and gather everything into being and mark out the boundaries of a time-space in the eastern morning, the western evening, the northern bear and the southern boundary stone laid by Zeus. The Platonic sun is a time allotting time according to Heidegger and creates the dimensions of time of having been, being now and coming to be which in turn structures our cosmic understanding of the darkness and lightning and the Ecclesiastical anthropomorphic time for every purpose under heaven. A heaven arching over Dike, the Erinyes, Moira and the guardians in waiting.
Returning to the modern world, Heidegger and Fink together ask the world exploring the question “Where is the time that is being referred to when someone says the time is 12 o clock”. With this question “where?” we seem to find ourselves at the boundaries of what can be said of time perhaps partly because it is being said in time. The question stands unanswered and we wait for an answer to descend upon us from the realm of meaning created by Helos, the Platonic sun.
Introduction to Philosophy: Socrates Part One
In an article entitled “The Rise and Fall of the Socratic Problem” written by Louis-André Dorion in the “Cambridge Companion to Socrates” there is the suggestion that there is a contradiction between the assertion that the soul is divided into parts and the assertion that akrasia is a real phenomenon: the phenomenon namely manifested in a person saying that they knew that what they were doing was wrong but they were forced to do it anyway. The contradiction is assumed to arise because akrasia places in question the idea of one unified active agent striving to obtain the good. If this is true then it would seem impossible for an agent to know the good and not do what they know to be good.
Now Socrates is supposed to have argued that the phenomenon of akrasia is incoherent, although, given the current confusion of the identity of the historical Socrates with the identity of the Platonic literary creation of the Socrates of the dialogues, we might well wonder whether we can talk about Socrates at all anymore. Perhaps one should instead describe Socrates by saying “There is an x such that x exists and x insisted the phenomenon of akrasia is incoherent”? But should we succumb to the suggestion that Historians of Philosophy have not known what they have been talking about when they discussed the views of the Philosopher Socrates? Now if any if these commentators/historians had insisted that Socrates had argued that the soul is divisible into three parts, then it is acceptable to question such an attribution. We do know that these words were uttered by Socrates in the dialogue entitled “The Republic” but the suspicion of many philosophers is that by this stage of the proceedings of the Republic, Socrates had become the mouthpiece for the coming theory of forms which most commentators believe we have no reason to attribute to the historical Socrates. Knowing the historical Socrates as we do there is also, it has been argued, every reason to doubt whether the very practically minded historical Socrates could espouse any advanced theory about the reality or existence of everything. The limits of his theoretical speculation on one account seem to have Socrates searching for general definitions of general concepts. Many commentators point to Aristotle to support this picture of the Historical Socrates but I will provide evidence in part 2 of this section to suggest that though it is correct to believe that it was Plato and not Socrates who wanted to divide the soul, Socrates was at least as wide-ranging in his speculations about the world as Aristotle was, at least in relation to ethical, political and religious matters.
Now whilst we believe “The Republic” to be a key document in this discussion relating to the identity of the Historical Socrates” we also believe there is less reason to doubt the veracity of the dialogue entitled “The Apology” than many have claimed. If one believes that Plato respected the identity of his mentor in the Republic as we believe he did then there is also every reason to believe that this was also the case in “The Apology” which is probably the most historical of all of the dialogues given that it was tied very tightly to a historical event important to Athens and to the whole Ancient world. There are many claims in this dialogue made by Socrates in his defense of himself and Philosophy which were made exactly because they were common knowledge in Athens. The Delphic Oracle’s prophesy “that no man is wiser than Socrates” if incorrectly reported by Socrates at his trial would have sealed the philosopher’s fate and would have resulted in an overwhelming vote to convict and probably further ensured a rapid dwindling of interest in the exploits of a “boaster”. The reports of what Socrates did subsequent to receiving the news of the oracle’s prophecy was also public knowledge and this would certainly seem in the average mind to be explained by Socrates´relatively humble interpretation of the meaning of the prophecy(that he should try to find someone wiser than he himself). Engaging in such a practical response to the prophecy also testifies to the practical intent of Socrates’ philosophical questioning and his development of the method of elenchus.
Plato’s division of the soul into parts, on the other hand, was both theoretical and mathematical and strangely atomistic given the dualist and idealist nature of some of his assumptions. Aristotle would have opposed this materialistic or mathematical division of the soul into its parts and was more inclined to think in terms of the rational and non-rational aspects of the whole person that he assumed to be the true subject of philosophical examination. Aristotle also clearly distinguished practical reasoning from theoretical reasoning, practical science from theoretical science and ethics from epistemology. All of these were distinguished from each other by the kind of principles which guided the reasoning and investigative processes conducted in their name. Indeed Aristotle’s conception of the soul was that of a substance or form which in his thought system was something more akin to a principle and could not, therefore, be something which could be divided either mathematically or materialistically into parts. Aristotle suggests that in ethics the agent is capable of rational and irrational action in the name of a principle guiding reasoning in the ought system of concepts but he would definitely not agree with substantification of the principle and insisting that the rational action can in some sense like a charioteer control the irrational forces dwelling in a person’s body. This would be for him the worst kind of metaphysics and psychology. We do find Aristotle picking a quarrel with Socrates over the phenomenon of akrasia: the phenomenon of an agent knowing that X is the good/right thing to do in circumstances C but mysteriously choosing not to do X. Aquinas, for example, was supposed to have known that it was wrong to steal pears from a strangers pear trees but did so anyway. How do we correctly describe and explain this phenomenon? Aristotle claims that Socrates failed to acknowledge the phenomenon of someone having knowledge but failing to use that knowledge, i.e. failing to allow that knowledge free play in the arena of the action to be considered. What we are witnessing in this phenomenon, according to Aristotle is not full-blown practical knowledge which must issue in action in a unified agent but rather a belief which may be held theoretically: a belief such as “yes it is wrong to steal pears generally but these circumstances are particular to me and to my action and suffice for me to regard this as an exception to the rule,” i.e. the rule was not to be used in these circumstances. But surely it might be argued that some ought premise must be behind the stealing of the pears and that these premises must be true: “one ought in certain circumstances to feel the thrill of doing forbidden things”. One can clearly see here the presence of feeling in this arena of action and the absence of practical reasoning. There is a kind of technical reasoning involved of carrying out the task of stealing efficiently which in its turn involves a kind of selection from differing acts of efficiently stealing the pears but this is not practical reasoning in Aristotle’s sense of the phrase. The contrite thief in these circumstances typically argues without contradiction that he knew that one ought not to steal the pears but because he needed to experience this thrill of doing what is forbidden he ignored what he ought to have done morally in favour of the ought of his appetites, in favour of the pleasures and pains of the situation.
Yet for Aristotle obeying the ought premise related to one’s feelings in this context is a clear breach of rationality in relation to the unity of agency required to lead the examined or flourishing life. We can also recognize this form of reasoning in Socrates’ discussion of the issue of akrasia.
Part of the problem of correctly understanding this situation occurs when we divide the agent into a rational part and an irrational part and imagine a conflict in the form of that which occurs between a master and a slave or an angel and a devil. There is for Aristotle one agent for whom the knowledge of it being wrong to steal pears is present in the knowledge/belief system but is not used and there is another different phenomenon of another different agent for whom the knowledge is both present and active. These agents could only be the same person if some kind of actualizing process occurred in the first agent a process that allowed the latent knowledge to become active at some later time in the agent’s arena of action.
It is interesting to note in this discussion the difference between the teacher Socrates and his pupil Plato with respect to the historical conditions necessary for the production of ethical and otherwise instrumental involvements which in their turn are necessary to lead the examined life in the context of a city or totality of life involvements. Socrates in the early books of the Republic outlines the process of the emergence of the principle of specialization critical to the final account of justice. The emerging of the simple community in the course of Socrates’ account is on the foundation of the condition that everyone in the community works with the craft or work-activity which best suits their ability and refrains from any activity which interferes with the activity of others engaging in their respective specializations. Socrates describes this as his healthy city and is clearly reluctant to go on to describe justice in what he calls the “fevered” city which requires a military and philosophical presence to ensure the provision of conditions to lead the examined life. Plato in depicting Socrates in the early books of the Republic in this manner is clearly respecting the integrity of his teacher and yet two things from the earlier dialogues are clearly missing from this account: firstly, the presence of Socrates famous “voice of conscience” operating in the individual soul and secondly, the presence of rulers passing just laws to regulate irrational activities in the city. In the “healthy city” of Socrates, one’s conscience would be the principle or the law which ensured for example that one would keep one’s promises or not steal the pears from our neighbors’ pear tree. We would not do what we ought not to do because of our practical principle based knowledge. The laws would regulate the activities of those agents who did not know what was wrong and what was right.
How would Socrates describe the situation in which there was no corrective voice telling us that for example, we ought not to murder the neighbour that has wronged us? Socrates’ favoured image is an image of someone thinking about doing or not doing something, a thinking which is, to use Aristotelian language, not actualized. What we have here is an image of living in a divided house which cannot easily house contradictory values. It would be, to take an extreme case, like living together in the same house as a murderer which in Socrates’ view would be sufficient punishment for him to say that irrespective of what the law and its punishment system says about this phenomenon, that one should never respond to evil with evil. One would have to live with a value that one did not respect. In this connection we find the otherwise reticent Socrates giving the moral advice, “Resist not evil”. This is obviously a recommendation on the individual level to abandon the commonly accepted lex talionis principle which in itself has two different inconsistent formulations. In the first formulation, one claims an eye for an eye and a tooth for a tooth, and here we can easily see how such a principle can easily escalate to a murder for a murder. Socrates is clearly against this formulation or definition. The second formulation would insist that a just punishment must be proportionate to the crime committed and there might be a sense in which Socrates might accept this when one considers his remark that we should in our lives get what we deserve. It is, however, doubtful whether Socrates would have, in the name of the advice “resist not evil”, agree that a state had the right to murder a murderer, much less murder someone for doing philosophy in the marketplace. In spite of this fact, we see Socrates prepared to accept his fate at the hands of the laws of Athens. Given the facts that Athens had provided the legal framework for his birth, upbringing and education it would not be giving Athens what it deserved if Socrates had conspired to escape the sentence of death. Had he escaped he would have continued to live in a divided house and this would in his view have been to refute the Delphic prophecy that he was the wisest man in Athens: Living with himself in such a divided state of value would be a refutation of the oracle’s challenge to each man to “know thyself”. This reminds one of a prophecy from the Bible hundreds of years after the death of Socrates, namely that the truth will set one free. It is sometimes claimed that the ancient Greeks did not realize the importance of the idea of freedom in their philosophizing and their discussions of justice. It certainly is true that the idea of freedom is seldom mentioned in Socratic discussions but insofar as the idea of “choice” is definitely referred to many times in Aristotelian discussions this seems to be a questionable judgment in relation to Aristotle’s discussions of justice. It is even questionable in relation to Socratic discussions of ethics and justice. It would seem to be more accurate to claim that the idea of freedom was not thematized but was operational in Socratic discussions of justice and ethics. In this context, it would be appropriate to say that one is free to choose what one ought to do and also to choose one what ought not to do by choosing to live the examined life. This picture is somewhat clouded by the biographical information that we have of Socrates seeking assistance from his daimon when it came to making difficult decisions. Here we have an image if a man submitting to the power of the demiurge to lead him in the right direction. He would not have needed this voice to advise him what to do in the case of murder where it is doubtful whether the thought of murdering Thrasymachus would have even occurred to him but he certainly seemed to need the help of the demiurge in the decision of what to do in relation to his indictment. We as moderns celebrate our freedom from the demiurge but struggle for example to correctly characterize the state of mind of mass murderers like Hitler, Eichman and the Nazis, and Stalin and his henchmen.
The philosopher we usually immediately think of in relation to the search for essence specifying definitions is, of course, Aristotle but a cursory examination of the method of elenchus should also lead our thoughts to Socrates. There are always moments of the method which can be characterized as the search for the nature of something. It is almost as if the moral of the method of elenchus is the normative imperative: “Ask of everything what it is in its nature.”. Socrates’ interlocutor is asked to give a general definition which inevitably fails to specify the essence of the matter that is being discussed, whether it be piety or poetic inspiration or courage or justice. Socrates points out a contradiction: sometimes it is something which follows from the negation of an assumption that Socrates’ interlocutor is making. There is much in this method that reminds us of Aristotle’s general search for essence specifying definitions and it is a relatively easy matter to pick out the differences between the first generation Philosopher Socrates and his third generation critic, Aristotle but the difference is not in our opinion sufficient to deny a thread of continuity that connects these two philosophers. If this thread is as thick as we believe it is then this should in its turn suffice to establish with more clarity the contours of the figure of the Historical Socrates.
A. Kenny in his work referred to above “Ancient Philosophy” examines the similarity of the above discussion of the Historical Socrates versus the literary creation of Plato to the difference long noted between Mark and Johns gospel accounts of the Historical Jesus. To some, it almost seems as if these two different accounts identify different people and concentrating on the differences to the exclusion of the similarities can easily create the impression that a once public figure is, in fact, a creation of someone’s literary imagination. Xenophon’s account of the character of Socrates creates similar doubts about the identity of the Historical Socrates but only if one ignores the evidence of Aristotle, the key evidence of the Apology and the early books of the Republic.
Introduction to Philosophy: Socrates Part Two
The philosophical triumvirate of Socrates, Plato, and Aristotle presented itself in Athens at roughly speaking the same historical period and this in itself is a remarkable fact of History. Exploring the relationship between the thoughts of these great thinkers presents an awesome task but it is not a task that is, even two thousand years later, nearing completion. In contrast to that other triumvirate of Philosophers: Kant, Hegel, and Marx who never shared that almost holy relation of teacher-pupil we seem with our three ancient Greek philosophers to be wandering the same territory, the same Callipolis. Yet they occupy distinctively different regions of this territory. Aristotelians obviously feel that Aristotle is the key to the understanding of the other two and it is not certain that the other two philosophers would disagree with this position. We certainly feel that important contributions to understanding could be made if philosophical investigations focused upon firstly, the connections there were between the respective positions of Socrates and Aristotle and secondly the difference that both positions manifest in relation to the different positions Plato adopted throughout his long career. The first section of this part of the Introduction took up the matter of the identity of the historical Socrates and we argued for the traditional view. The view namely that Socrates is most accurately portrayed in the earlier dialogues and especially those connected with his trial and death. This is the Socrates whose thoughts we will be comparing with the thoughts of Plato and Aristotle
The Demiurge, for Socrates, is the power that will ensure that ”The Good” exists and prevails in the world. This power seems to have a Heraclitean ancestry: it seems, that is, to be a monolithic transformation of the Erinyes, Diké Moira, and Lightning. The Demiurge is not conceived along the lines of physical power or capacity: it is a religious power and perhaps one might argue that the belief that Socrates had in this power was not fully consistent with a belief in the Platonic Theory of Forms. If this is correct, then a paradox presents itself. Both Socrates and Aristotle had similar views relating to the Demiurge and a monotheistic God that is mysteriously connected to thought. If this is true then they would appear to, in a certain sense be more religious than Plato. Another paradox given the facts that Socrates was indicted for religious offenses and Aristotle was threatened with an indictment on the same grounds. Plato seems to have escaped suspicion in spite of the fact that his Theory of Forms was more of a threat to the gods of the state than the practice of elenchus in the marketplace or the goings on in the Lyceum.
The Early books of the Republic have Socrates constructing a healthy city without philosophers or warriors or the theory of forms. What comes subsequently is a defense of the “fevered” city which requires warriors, Philosophers and their theories of the Forms. It Is at his point we believe that the literary Socrates Is born. Socrates becomes less the philosopher working in the interrogative mode and more the philosopher working in the lecturer/assertoric mode of discourse.
Given these conditions, it could be argued that Socrates was not fully committed to Plato’s Theory of Forms as an explanation or account of ”The Good” as he understood it. For Socrates ”the good” must be ”out there” in the visible chaotic, ever-changing Heraclitean Anaxogorean infinite external world: a world organized by something cosmic resembling the way in which a mind works.
This essay is arguing for the position that we need to take pre-Socratic and Aristotelian positions into account when interpreting the thought of Socrates. Plato was the teacher of Aristotle and from what we can see in the early dialogues we know he respected the integrity of his teacher, Socrates’ views. These facts suggest that Aristotle was probably in contact with the views of Socrates via his teacher Plato and this, in turn, might suggest more of a resemblance between the underlying assumptions of Socrates and Plato than is normally suggested. If this is the case then the idea of a Demiurge or a God as a divine thinking being whose thought is present in the movement of every atom, movement, and action in the universe would seem to be present in different forms in the thoughts of both philosophers.
There has been much discussion relating to the historical Socrates and the Platonic “constructed” Socrates lecturing Plato’s brothers on the Theory of Forms. We have argued that it is possible to separate the historical from the literary Socrates on the basis of the available evidence. There is also, we would add a considerable amount of evidence for the above position. Surely, some kind of “triangulation” is possible given the existence of the writings of Plato, Xenophon, and Aristotle?
Let us begin with the account of Socrates’ thought which we find in Aristotle who claims that Socrates provided us with inductive arguments and general definitions. Initially, this seems to be a very short review of the figure that by the time of Aristotle’s writings must have achieved the status of a very important thinker. If, however one pays attention to the resemblances in the thinking of these two figures in relation to “the divine mind” and their parallel positions in ethics on the nature of the Good, the review may seem less dismissive and more a case of abbreviation as a consequence of familiarity with the position that is being reviewed. In the Nichomachean Ethics Aristotle has the following to say:
“Every art and every inquiry, and similarly every action and choice is thought to aim at some good: and for this reason, the good has rightly been declared to be that at which all things aim. But a certain difference is found among ends: some are activities, others are products apart from the activities that produce them. Where there are ends apart from the actions, it is of the nature of the products to be better than the activities.”
Socrates and Aristotle on this account would not immediately agree with resorting to the theory of forms in determining the significance of ethical judgments. Both appear to be committed to the “practical” nature of the ethical, i.e. they believe that practical wisdom is concerned with what we ought to do in order to achieve a state of eudaimonia: the good flourishing life. In such a state every art, inquiry, and action aim at the good and use practical reason to do so. Practical wisdom for both of these Philosophers is related to being excellent at a particular kind of thinking which is aiming at or intending a good flourishing life. Both Socrates and Aristotle have argued that there is an unconditional form of practical reasoning that is not identical with the kind of thinking involved in those productive activities where reason is being used to give rise to an intention that is instrumentally aiming at objects which relate atomistically and perhaps accumulatively to the idea of the instrumental good.(e.g. good health, a safe house in a safe neighborhood, good marriage etc). This unconditional kind of practical reasoning aims at the flourishing life via a way or form of action which is logically and not in our modern sense “causally” related to the self-sufficient life. The intentions involved in this categorical form of action will be “good” in the sense of being what we ought to do non-instrumentally and unconditionally to achieve this moral aim. The agent understands this activity in a particular way which is not theoretical. In this context doing what is required to be done is understood as logically necessary for living the good life. In this context the means are not causally related to the end but rather, the moral worth of the end must also attach logically to the means one uses to achieve this end. But what is the connection of this good life to the divine mind thinking about itself or the Socratic Demiurge? It is not clear, for example, whether we can do more than aim at the good. We are rational animals capable of discourse for Aristotle and both our animal nature and our need to debate the good in the agora separates us significantly from the picture of the divine mind we get from Socrates and Aristotle. But why argue that we even aim at the good given the fact that we are animals red in tooth and claw? Once we have learned what is good and having been habituated to the good we will do the good according to both Socrates and Aristotle, i.e. once we can holistically understand the ultimate value of a self-sufficient flourishing life where means and ends are logically related. Aristotle, as we know complained that Socrates did not in his account sufficiently acknowledge the phenomenon of akrasia: i.e. the weakness of the will which leads an agent who believes a course of action is good to do something else instead. But in spite of this complaint both philosophers agree that if one knows the good as instantiated by a number of general and particular premises, one will do this good. If the phenomenon of akrasia occurs, Aristotle claims, it is because the agent does not understand the full meaning of at least one premise or, alternatively the full implication of the argumentatively structured premises. The passions cannot, as Socrates pointed out, drag knowledge and reason about like a slave.
The implication of the above is that both Socrates and Aristotle shared the conviction that practical reason and the ideas we have of what we should or ought to do are the steering mechanisms of moral action. As we have argued the Platonic Socrates emerges after the early uses of elenchus against the claims and general definitions of Cephalus, Polemarchus and Thrasymachus. When the Platonic Socrates then turns to engage with Plato’s brother’s Glaucon, elenchus is replaced by a lecturing explorer who will in the later books surprise everyone, not just with a definition of justice but a complete theory of justice and the practical consequences of leading an unjust life. We are suddenly transported to the Academy and are reminded of Plato lecturing to his students. The parts- of- the- soul -argument is obviously a foundation stone for the Theory of forms and it is uncertain to what extent, if any, Socrates would have embraced this form of argumentation. The argument claims that the reason why one person can both want to drink a glass of water because they are thirsty and not want to drink because the water might be poisoned is that there are different parts of the soul desiring different things on different grounds. If the soul were one indivisible whole, it is argued, then to want to drink and to want not to drink would look like a contradiction. On the Aristotelian characterization of the law of noncontradiction, however, the assertion of these contraries might not be contradictory because the law states that one can claim contraries to be true at different times and in different respects. Aristotle did claim that the soul could have parts but he only talked about its rational and irrational “parts” and it might be the case that he meant “aspects” and not parts in the Socratic sense. He consequently would have thought that one and the same person could both want to drink and want not to drink at different times and on different grounds. So, if we are right to insist on the close relation of the Socratic and Aristotelian positions it might be that Plato is the odd man out in this triumvirate of Philosophers and the parts of the soul argument was taken from the Platonic political handbook. The argument, i.e, may have been needed for the construction of Plato’s hypothetical Callipolis. This Platonic “fevered” city looks very different to the Socratic healthy city of craftsmen doing the work they are best suited for and minding their own business. In the healthy city, commerce and areté appear to be the engines generating the energy necessary for the meeting of the needs of the citizens. The healthy city is a small city without soldiers or Philosophers. One assumes there will be laws but these will probably be in place to ensure the working of the so-called principle of specialization. One presumes there will be rulers who have the interests of the city as a whole at heart. Socrates uses the principle of specialization to justify the role of the captain on a ship and refers to the captain’s holistic vision or knowledge of the ships telos to justify his position of authority. There is nothing to suggest that this analogy is a Platonic invention although one can see how the analogy could be used to justify the role of the Philosopher in Plato’s Callipolis.
We have seen, however, the consequences that Socrates was forced to endure in the course of leading a philosophically examined life. Perhaps Plato viewed the failure of Socrates to convince his fellow Athenians of the importance of such a life as a failure of practical reason. Could this be the explanation for the intensive theoretical training of the Philosopher-rulers? The rulers were to be trained in mathematics and dialectic but it is never made clear how these skills will benefit the city as a whole. Plato feels the need to abolish wealth and the family from the lives of the warriors and philosopher rulers suggesting that spirit and reason in itself were not sufficient for the self-control that was needed in these areas of existence. When these suggestions are made by the Platonic Socrates, Glaucon and Adeimantus ask for more detail about such waves of change in the city and the type of justification forthcoming from Socrates appears to become more and more mythological and at times as fantastic as a science fiction narrative. To get the populace to cooperate in this bold endeavor noble lies about their past and their memories of the past are to be told. As if the argument of the parts of the soul was not sufficiently materialistic we are then told that the souls will contain the metals of either gold silver or the base metals. Analogies and allegories abound and elenchus all but disappear as the theory of forms appears to support an otherwise hypnotic account of the perfect Republic. The Socratic narrator of these books of the Republic is a very different figure to the character we find arguing with his accusers in the Apology.
Looking to the writings of Xenophon for the literary creation of Plato will serve no useful purpose but Xenephons account does to some extent support the picture of Socrates we have from the early dialogues.
What we are suggesting is nothing more than an avenue of research where more is made of the connection of Socrates’ views to the views of the pre-Socratic Philosophers: Heraclitus, Anaximander etcetera on the one hand and the resemblance of many of the Socratic and Aristotelian positions on the other.
A further argument for the above opening up of an avenue of research comes from the borderlands between the ethical and religious. Prof T J Saunders in his work “Early Socratic Dialogues” points to what he calls “Socrates’ Teleological view of the world”. Saunders claims that this account views man as having a telos or function which describes the world as “ a rationally ordered structure in which man has a function to fit in with the whole”.
We should recall in this context Aristotle’s claim to have discovered the role of teleological explanation as a genuine mode of explanation amongst the modes of explanations at our disposal. If our claim that the resemblance of these two philosophers has been underestimated in the past has credence than we could see Socrates’ teleological view as an inspirational predecessor of Aristotle’s “final cause” discussion. It is clear that Socrates is at the very least “operationally” using teleological explanation when in his use of elenchus he confronts a position A with a position B which leads demonstratively to a contradiction in relation to some premise constituting position A. The Euthyphro contains an example of this strategy. It is clear in this dialogue that Socrates is using the above holistic perspective to convince Euthyphro that his indictment of his father in the name of piety may not be just and if justice and piety have some kind of conceptual relation it may turn out that the gods or at least some of them might not agree with what Euthyphro is doing. In the minds of these gods, justice and religion are holistically connected.
Whatever the differences, and there are many, between Socrates, the first generation philosopher , and Aristotle, the third generation philosopher of the triumvirate, the resemblances in a number of key areas of discussion suffice for us to believe that the short review Aristotle gives of Socratic philosophy is not dismissive but rather a consequence of the fact that they agreed upon so much of importance.
Both agree, to take a further example, on the importance of the terms areté and eudaimonia. Prof T J Saunders claims that the best translation of the Greek term areté is excellence. Both Philosophers agree that the man whose actions can be described with the term areté is the man who has a particular kind of knowledge. He is the man “who is excellently equipped to fulfill his function and be happy”. Such a man will weave his way toward his goal through the crowds in the marketplace where many lead the lives of pleasure, luxury, and power. Areté enabled Socrates to go resolutely to his death in the face of being shouted down at his trial by crowds who could not see the holistic connections between justice, religion and the philosophically examined life.
Perhaps we can also mention in this context the contrast between those who live life in accordance with the Freudian pleasure-pain principle manically seeking pleasure and manically avoiding pain. Freud sought inspiration at the end of his theorizing in the pages of Plato but it is not clear whether it was the historical or the literary Platonic Socrates that most interested him. The Pleasure –pain principle and its elder brother, the reality principle certainly make an appearance in the last books of the Republic after the introduction of the allegories and the theory of forms. These books may see the reappearance of the historical Socrates, especially when it is a question of the arguments relating to the pleasures of the wealthy man and the powerful tyrant where the implication is that such lives are really being blindly directed by a maniacal striving after the pleasure that accrues from the absence or avoidance of pain. The man of excellence, on the other hand, who strives after leading the examined life is resolute in the face of pain: he “knows” that nothing can harm a just man and that there is, therefore, no reason to fear the actions of an unjust man—even if the consequences are death. In this sequence of reasoning, we do not encounter the tripartite soul—merely the rational and irrational processes at play in a man’s life.
Aristotle, of course, thought the contemplative life was the good and therefore what we should aim for. He also thought the soul was a principle somehow related to thought. But how would he have characterized thought? In terms of thinking about something or in the more complex terms of thinking something about something. Surely the latter. How could one think something unconnected to anything else? Yet surely this brings us back to the question of how can one think something about something. Hannah Arendt refers to thinking as talking to oneself. Socrates called his voice his daemon. When he was transfixed in what looked to be thought he was “in communication” with his “daemon”:
Here is how Socrates refers to his daemon in the Apology:
“You have often heard me speak of an oracle or sign which comes to me, and is the divinity which Meletus ridicules in the indictment. This sign I have had ever since I was a child. The sign is a voice which comes to me and always forbids me to do something which I am going to do, but never commands me to do anything, and this is what stands in the way of my being a politician.”
Could this voice, Oracle or sign not speak or signify? Could one be forbidden to do something without being told in language that one ought not to do this something? Aristotle also might have conceived of the divine mind as talking to itself when it was thinking of itself. And since the divine mind is essentially itself thinking we arrive at the meta-level of this discourse about this divine mind that it is thinking about thinking. If God is talking to himself what would such a language look like?
Aristotle claims at the beginning of the metaphysics that all men by nature desire to know. What was it that Socrates failed to know in claiming that he knows that he does not know? Was he referring to this meta-level of divine thinking that Aristotle outlined? Was this why his sign could not positively command? Was this why he could stand transfixed in thought for hours, attempting to interpret the sign? Was he listening to some divine conversation?
Introduction to Philosophy: Aristotle Part Two
Aristotle’s response to dialectical reasoning and the dialectical interaction between the positions of materialism and dualism was hylomorphic theory and its method of metaphysical logic. This method builds upon a correct understanding of the Principle of non-contradiction(PNC) which he characterizes as follows in Book 4, 3-6 of his work Metaphysics:
“It is not possible for one and the same thing both to have and not to have one and the same property.”
There is also a slightly different formulation of the same principle at 1006b 33-34:
“it is impossible that it should at the same time be true to say of the same thing both that it is human and that it is not human.”
The first formulation clearly refers to reality directly and the second formulation appears to take a more circuitous route and refer to what can be “Truly said” of reality thus indicating that the PNC is not merely a logical principle regulating relationships between propositions and statements. For Aristotle, the Principle refers directly to reality via our truthful claims about reality. If this is so, and this position is argued by Vasilis Politus in Chapter 5 of his work “Aristotle and the Metaphysics”, then it would appear to follow that logic is subservient to metaphysics and PNC then becomes a principle of what we would call “Metaphysical logic”. PNC on this kind of account is a source of demonstrative proofs or explanations which itself is not subject to demonstrative proof or explanation. As a corollary of his position in this debate, Politus argues that PNC is not a so-called “Transcendental Principle”, i.e. a claim to the effect that something is true of reality because it is true of thought or language. Politus has this to say on p 135:
“Aristotle argues(in Chapter 4,4) that if PNC were not true of things then we could not use thoughts and words to signify things, and in general we could not think and speak about things. He concludes that if PNC were not true of things, then thought and language about things would be impossible. PNC is true of things because it is a necessary condition for the possibility of thought and language about things.”
This has the logical consequence that there can be no demonstration or explanation of PNC. On our account, we wish to maintain, therefore, that PNC is a principle of metaphysical logic and as a consequence a principle about thought and language about things. Aristotelian metaphysics is about the form, essence or primary principle of things. PNC requires that everything in the world has explainable essences or principles. Denying that things have essences or forms or primary principles is a condition of denying PNC. If things are indeterminate(have no essence) then PNC cannot be an applicable principle. However, since PNC is true of all things, all things are determinate and must, therefore, have essences. Socrates has an essence, namely his humanity, and therefore we can make true noncontradictory statements about him, i.e. access his “primary being” to use the expression used by Politus.
Returning to our second formulation of PNC, can we then not say that Socrates’ humanity is the primary principle or form or essence of primary being of Socrates? : and is this not that which explains what Socrates ontologically is? Aristotle believed that all living things possessed souls of different kinds or in his technical language from De Anima a soul is “the actuality of a body that has life”. But living things take different forms and Aristotle, therefore, constructed a matrix of life forms which defined living things form or essence partly in terms of the physical organ system it possessed and partly in terms of the power the thing as a whole possessed. He begins with simple plants, their simple physical structures, and their powers of growth and reproduction. The matrix seems to be organized in terms of a continuum of a possible infinite number of forms only some of which are actualized because of the physical conditions of the elements of the world(earth water air fire) and their accompanying processes of wet and cold, hot and dry. The next stage of the continuum manifests itself in animal forms possessing animal organ systems and the powers of perception and locomotion(in addition to the previous plant like power). The penultimate stage of the matrix is that of humanity or the human being which possesses a more complex organ system and also more complex powers of discourse, memory, and reasoning(in addition to all the lower powers previously mentioned). This matrix was an attempt to transcend the dialectical discussions of dualists and materialists and present a hylomorphic theory of the soul which would not fall foul of the PNC. This matrix is a matrix of agents and powers which in its turn is of course embedded in an environmental matrix of space, time and causation(discussed in part one).
In a sense, Metaphysical Logic was metaphorically placing a curse on both the houses of dualism and materialism in order to stem the reproduction of theories from these sources. However, as we know Platonic dualism defied the metaphorical curse and was one of the motivating assumptions of Old and New Testament Religions and we also know that materialism was one of the motivating assumptions of the rise of modern science which Descartes, Hobbes, and Hume were embracing in their anti-Aristotelian theorizing. As a direct consequence metaphysical logic dwindled in importance as the drama of dialectical interaction between Religion and Science played itself out at the beginning of our modern era. PNC was demoted from a Metaphysical principle to a transcendental principle of logic governing thought and language. Dualism was of course as old as the hills and Orphic, pre-Judaic, Judaic and Christian theories of the soul characterized it as a special kind of substance that breathes life into a material body embedded in a space-time-causation matrix. Materialism saved its breath for several centuries before finally claiming in the spirit of dialectical interaction that a non-physical, nonextended entity cannot have a causal effect in the physical matrix of the material world—this substance can move nothing in the material world because it shares none of its properties. The soul cannot be causa sui, materialists argued, by definition, because it cannot be observed either by itself or by others in its putative causing itself to do things.
With PNC, Metaphysical logic and hylomorphic theory marginalized by a “transcendental” conception of logic, the resultant chaos was inevitable. Metaphysics became identical with dualistic assumptions and Aristotle’s metaphysical logic was categorized as dualistic and it was not long before PNC’s metaphysical implications were entirely forgotten except for those die-hard Aristotelians working in a University system itself in the process of being transformed into institutions for the representation of the houses of dualism and materialism. Kant, thankfully, temporarily halted this process of “modernization” for a short period of time until Hegel and Marx in true dialectical fashion ensured that both Kant and Aristotle were consigned to the footnotes of their dialectical Philosophies. Both Aristotle and Kant emerged as relevant Philosophical figures once again when the process of “modernization” was again halted in England by the later Philosophy of Wittgenstein. Modernization and the scientification of our everyday existence continue but for every halting of the process the followers of the opposition increase in number and help to construct what is now beginning to look like a philosophical tradition composed of the philosophies of Aristotle, Kant, and the later Wittgenstein and their followers.
The problem of the relation of the soul to the body must surely fall into the category of what Aristotle referred to as aporetic questions. It is also one of the key problems that need to be addressed in the arena of Philosophical Psychology. Aristotle regarded the relation of the soul and the body as a holistic unity similar to that of the relation between form and matter. Jonathan Lear, a commentator on the writings of both Aristotle and Freud characterizes this issue in the following way:
“Yet it is precisely because soul and body must form a unity in a living organism that it is difficult to distinguish them. Artifacts provided the original model for the form-matter distinction: and there is a clear sense in which a craftsman imposes form on a distinct matter. With living organisms, by contrast, matter and form are intimately bound up with each other: consequently, there is no distinctly existing and persisting matter on which soul can, from time to time, be imposed. Indeed the matter of a living organism seems to depend on being ensouled to be the matter that it is. And a given type of soul, say, the human soul seems to require a particular type of matter. The living organism is such unity but the real challenge for Aristotle is to show how that unity can legitimately be conceived as having two aspects, soul and body.”
The soul is an actuality of matter(there can be levels of actuality) and living beings can be regarded as “substance” par excellence by Aristotle. His matrix of different life forms is established in terms of the kind of power that belongs to a particular form. In De Anima 15b 8-14 Aristotle maintains unsurprisingly that the soul is the moving, formal and final cause of the body. He also maintains that a particular constellation of organs is what give rise to particular forms of life. He does not claim that these organs “cause” in any modern sense the form of life—it is rather the case that these forms of life “spontaneously” cause themselves to do what they do, i.e. exercise the powers typical of their particular life form. Aristotle, as we pointed out in part one speaks of a matrix of life forms which form a hierarchy from the simplest to the most complex form: from the simplest form of vegetation to the most complex life form of God. This matrix is constituted by the differentiation of powers but the most interesting observation Aristotle makes is that the more complex life forms incorporate the simpler forms and presumably in so doing transforms their functions into more complex activities. At the level of the human being, the next most complex form of life, Aristotle provides us with three different characterizations:
1. The first characterization is in terms of an essence specifying definition: a rational animal capable of discourse. This is clearly a kind of summary of the most important powers a human possesses.
2. The second characterization is in terms of a careful account of how we acquire knowledge through the uses of the powers of perception, memory, and reasoning which also appear to be related to powers of language and imagination.
3. The third characterization is in terms of man’s ability to reason both theoretically and practically.
There does not appear to be any conflict between the three characterizations. Hughlings Jackson a theorist who influenced Freudian theory claimed that areas of the brain have the above kind of hylomorphic hierarchical structure. Freud used these hylomorphic ideas when he suggested his three principles of “psychic” functioning:–the energy regulation principle, the pleasure-pain principle, and the reality principle. Each of the higher principles “colonizes” some of the territories of the lower principles thus transforming the human activities associated with them. Eating a meal, for example, primarily an energy regulation activity, is transformed into a civilized activity aiming at the pleasures of sitting down for a period of time with one’s family. This is a clear example of the transformation of an instinctive/biological activity into a social event which may involve other powers of the mind such as engaging in discourse and reasoning at the dinner table. Freud claims that one function of language and discourse is to bring “psychic” material into the field of consciousness(where all our powers appear to be integrated). Indeed, his later therapeutic techniques appear to be presupposing the hylomorphic principle of powers building upon powers with the intent of integrating all powers in the mind. Freud is ambivalent on the question of whether consciousness itself is a power or an inherent function of the brain probably partly because of the fact that he was fighting for hylomorphism against the predominating Cartesian model of consciousness. Freud obviously also benefitted from the work of Kant. He is reputed to have said that this was the Psychology that Kant would have written had he concerned himself with this subject which had broken its moorings from Philosophy in 1870. Kant’s work had obviously recreated the space for reflection upon the hylomorphic soul and the power of thinking that Aristotle had established earlier. The Dualism-materialism dialectical interaction continued however with the appearance of the Hegelian criticism of Kantian philosophy which it must be admitted was not straightforwardly hylomorphic. Freud’s work began in materialistic mode but soon rejected these assumptions and attempted to restore the Aristotelian principle-based approach in the arena of what today we would call Philosophical Psychology. Even during the later phases, it must also be admitted that Freud’s work is also not straightforwardly hylomorphic. There is clearly a dualistic tendency in Freud’s work which manifested itself when in his last phase of theorizing he turned towards the theories of Plato for some of his key concepts(Eros, Thanatos, Ananke). In spite of these reservations however, it is clear that Freud’s theory is a theory of agency, principles, and powers set in a practical context of the search for a flourishing life. The Aristotelian notion of substance implies agents that can do things and act upon things. Powers, for Aristotle, are potentialities to bring about changes in reality and this idea is clearly at work in the Freudian Reality Principle. A power is actualized as part of a cure and then belongs to the agent. Hume would probably have objected that just as we cannot observe the cause of building a house, we cannot observe powers and that therefore they are highly dubious entities. This is a logical consequence of his position that whatever happens is the only thing that can happen.
P.M.S. Hacker in his work “Human Nature: The Categorical Framework” argues that this Humean position is absurd:
“The incoherence of the position was already espoused by Aristotle. For if a thing can do only in fact what it does, then we can no longer speak of skills since a man cannot do what he is not doing: nor can we speak of learning(acquisition of skills). We should be deemed blind when we are not seeing and deaf when we are not hearing.”
Hacker is, of course, one of the foremost commentators and interpreters of the work of Wittgenstein who, he claims, restored hylomorphic theory in the seminar and lecture rooms of our dialectical Universities. Consciousness in its nonCartesian form enters into modern post-Wittgensteinian discourse in terms of the reflective nature of the human being that possesses an awareness of their powers(unlike a magnet or snake which possess powers unreflectively). This reflectiveness, in its turn, according to Hacker, gives rise to powers that can be willfully used, i.e. powers that we can choose to exercise or not. It was this mental space that appeared to be absent in the mental space of many of Freud’s patients and it was this lack that drove Freud to postulate that the principle driving much of their activity was unconscious and in accordance with the so-called pleasure-pain principle. Hacker calls “volitional powers” in which choice is involved, “two-way powers”. Included among such powers were the powers to perceive, remember, think and reason. He further argues that both Descartes and Hume conflate empirical and conceptual issues and thereby provided assumptions for emerging neuroscience which were incoherent and confused. As we pointed out earlier Kant attempted to correct the influence of Descartes and Hume by claiming as an axiom of his philosophical psychology(Anthropology) that human beings know a priori the difference between what they are doing and what is being done to them. Kantian accounts as we now know gave rise in the process of modernization, to volitional theories which in attempting to classify our actions in terms of the modernist matrix of space-time-linear causation resolved a holistic activity into a causal relation between two occurrences which the process of composition could not logically unify.
Schopenhauer was already experiencing the pull of modern volitionism back into a non-Aristotelian matrix of space-time-linear causation when he claimed that:
“we certainly do not recognise the real immediate act of will as something different from the action of the body and the two are connected by a kind of causality: but both are one and indivisible….thus actual willing is inseparable from doing, and, in the narrowest sense, that alone is an act of will which is stamped as such by the deed.”(World as Will and Representation).
It is not difficult to see how volitionism is connected to the dualism-materialism dialectic and in particular Cartesianism and its pernicious form of dualism that paradoxically ends up in the brain. Platonic dualism is not pernicious in this way. It distinguishes between a world of forms and a physical world—a world of representations and the world of that which the representations are of—which Schopenhauer addresses with his distinction between the world of will and the world as representation, where the former world is connected to a priori knowledge that is nonobservational. The hylomorphic theory with its levels of actuality seems to be the only theory capable of “saving the phenomenon” of willing without reduction or reification. Freudian theory, we should remember, maintained that one can act involuntarily.
Hacker connects teleology to voluntary action and two-way powers in the following passage:
“Human beings, like other sentient animals with wants, have the power to move, to act, at will. “to act” in this context does not signify causing a movement, but making one. We acknowledge a special role for such so-called basic actions not because they are a causing of a movement that may be the first link in a causal chain, but because they are the first act. The first thing for which a purposive or intentionalist explanation may be apt. To say that a human being moved his limb is to subsume behaviour under the category of action. It earmarks behaviour as being of a kind, that is under voluntary control, as something of a kind which is a sentient agent can choose to do or not do, and hence indicates the propriety of asking whether there is an intentionalist explanation of the deed. The attribution of the movement to the agent is not causal. But it is an action, and therefore is of a kind that falls within the ambit of the variety of teleological explanation appropriate for human action. The agent may have moved his hand in order to… or because he wanted to…..or because he thought that….or out of fear, and so forth. Aristotle’s movement is to be understood to be liable to the range of explanations of the exercise of two-way powers by a rational agent.”
This, of course, calls into question the observationalist use of the method of resolution and composition(the behaviourist psychologist). Saying on the basis of observation something about another agents movement that “His arm moved” is a description which leaves it open whether this was something he did(raise his arm to call a taxi) or whether this was rather something that happened to him(raising his arm in a fit of cramp). If the phenomenon was of the latter kind there are absolutely no grounds for calling what happened “action”.
Modernization of Aristotelian theory resulted in the scientist reasoning in the spirit of Hobbes and Hume, as part of the process of the dismantling of hylomorphic theory, that teleological explanation is not a form of explanation at all. Two reasons are given for this claim. Firstly the telos cannot be observed and secondly, telos disappears in the methodical resolution of activity into linear cause-effect events. Events can then be comfortably described a-teleologically. That scientists should have spent so much effort and time in this composition and subsequent destruction of this “straw man of teleology” or “ghost of teleology” is indeed thought-provoking. What is even more thought-provoking is the success of their “mythologizing of teleology” and the fact that this process could prove so devastating for Psychological theories such as Freud’s and Piaget’s. Because this process was so successful it might prove useful to remind ourselves of what teleological explanation is via Hacker’s characterization:
“Our discourse about the living world around us, about ourselves, our bodies and activities, and about the things we make is run through with description and explanation in terms of goals, purposes, and functions. We characterize things such as organs and artefacts, and also social institutions in terms of their essential functions and their efficacy in fulfilling them. We explain animal morphology in terms of the purposes served by their shapes, limbs, and features. This is not a causal explanation(although it is perfectly consistent with, and indeed calls out for one), since we explain what the organ or feature is for and not how it came about and not how(by what causal processes) it fulfills its function. We describe what it enables the animal to do and how it affects the good of the animal or its offspring. We commonly explain why certain substances animate and inanimate(artefactual) or constituent parts of substances(organs of living things or components of artefacts) do what they do by describing what they do it for…We explain and justify human action, including our own, by specifying the rationale of the prospective or antecedently performed action, and we often account for the behaviour of social institutions likewise. These kinds of description are called “teleological descriptions” and these kinds of answers to the question why teleological explanations—explanations by reference to an end or purpose(telos).”(p163-4)
Hacker goes onto add that:
“Teleological explanation is typically an explanation in terms of reasons, motives and intended goals…and is said to yield understanding(Verstehen) in a distinctive form by contrast with explanation in terms of causal law that is the mark of the natural sciences.”(p164)
Hacker also agrees that teleology is linked to the idea of the good on the grounds of psuche being a biological/psychological substance whose essence it is to come into being, flourish and eventually die and decay. Living beings on his and Aristotle’s account have absolute needs tied to health and mortality. These needs extend from life-maintaining activities to activities producing the quality of life necessary for a flourishing existence. These latter activities require a considerable amount of learning and the acquisition of many complex skills. We can clearly see a hierarchy of needs emerging from this account. Abrahams Maslow’s theory is a hierarchical theory in which satisfying a need “causes” another higher level need to emerge. There is, in this theory, an “incorporation of the lower level need in the higher. Proceeding up the hierarchy eventually results in a flourishing life for the individual concerned. Maslow’s account includes a reference to cognitive and aesthetic needs. Hacker is not directly referring to Maslow’s theory in his characterization below but there are significant resemblances:
“Human welfare is associated with the satisfaction not only of absolute needs, but also of socially minimal needs that are a prerequisite for the successful pursuit of any normal projects that human beings adopt in the course of their lives, and hence are normally required for a tolerable life. These include the cultivation of human faculties and the acquisition of skills. The notions of normalcy and of socially minimal needs are both socio-historically relative and normative. In a society such as ours, education(the formation of character, the training in skills, acquisition of knowledge, the development of intellectual powers, and the cultivation of sensibility) is a constitutive element of the welfare of members of society. It is needed if it is to be possible for a normal person to form, and pursue with a reasonable chance of success worthy life plans and projects. Welfare is part of the goal of man, but it is the lesser part…Beyond is the flourishing, thriving and prospering that nature, endeavour, and future bestow.”(p175)
A large part of the task of society and its social institutions is striving toward the telos of the good: that is, for a society to be flourishing large numbers of the members of that society must experience that the conditions provided allow them to have their needs systematically met. The telos of the society, as Socrates suspected, must be connected to the telos of the individual. If an individual flourishes in a flourishing society he achieves what Aristotle refers to as the summum bonum of life, namely eudaimonia, or happiness. This can only occur, argue Socrates, Plato, and Aristotle, if the society concerned is Rational. This moves us onto the question of the realm of the essence or formal “cause” of society and individual.
One of the needs of the animal and the human being is to reproduce and if the latter do so rationally a level of consciousness of the telos of sexuality is a requisite condition. Plants and animals do not possess this requisite condition, this level of reflective consciousness in relation to reproductive or sexual activity. In Freud’s theory, it is the principles of energy regulation and pleasure-pain that regulate a reproductive activity. In the human being, we are capable of regulating this activity by using the powers of discourse and reasoning. We can that is, discuss the reasons for our reproductive and sexual behaviour. The essence of the individual is tied to reproductive activity for Freud but his claims only make sense in the context of the hylomorphic theory. The family is obviously the social institution connected to sexual activity and the bringing up of children which appears to so many to be an important part of the flourishing life. The family is also the basic social unit which forms the basis for the construction of the polis and is, therefore, an important element of the flourishing polis, the flourishing Callipolis.
Aristotle’s teleological explanations seem therefore to have clear application in the realm of the human world but is the case for their application to the natural world equally obvious? Particles and matter, for example, are not naturally thought of in terms of being “for” anything and the reason why particles and matter do what they do is also not directly relatable to their internal potential to move but rather to some propensity to move when caused to do so by external factors. In a low-pressure system, for example, where the air has cooled the matter in the system will descend in the form of rain after having ascended in warmer circumstances to form clouds. This might suffice for some to attribute a telos to the evaporated water that was ascending and then descended back to earth in the cooling process. Some kind of resolution-composition method sufficed for Aristotle to pick out the elements of earth water air and fire and their associated processes of wet-cold, hot-dry and for him there did seem to be a place for a teleological explanation in weather systems, organ systems and perhaps also economic systems. Basically, energy regulation systems such as weather systems are set to a teleological standard of homeostasis. Viewed from the vantage point of energy regulation Aristotelian teleological physics appears harmless enough. It is, however, when God is brought into the picture as a designer of systems that problems begin to emerge. Aquinas, a commentator and interpreter of the works of Aristotle from a religious point of view attempts to argue that in the inorganic world, “material” which lacks awareness could only have a goal, i.e. act “for the sake of” some end if God directed the process in much the same way as an archer intentionally directs an arrow at a target. This, of course, cannot fail to remind us of the passage in the Nichomachean Ethics where Aristotle claims:
“If there is some end of the things we do, which we desire for its own sake(everything else being desired for the sake of this)…clearly this must be the good and the chief good. Will not the knowledge of it, then, have a great influence on life?Shall one not, like archers who have a mark to aim at, be more likely to hit upon what we should do? If so, we must try, in outline at least, to determine what it is.”
Aristotle claims that this end is Eudaimonia, often translated as happiness, but not always happily so. Perhaps a better translation in some contexts would be “a flourishing life”. It is the function of man, Aristotle argues, to lead a flourishing life which for him amounts to living in accordance with areté or virtue which in its turn means doing the right thing at the right time in the right way: all these elements will be involved in the reasons a man gives for doing any particular act. This, in the Freudian scheme of things, would entail that the Reality Principle(Ananke) is the organizing principle of one’s life.
Aquinas conceives of God as a Supreme Agent, the Supreme Archer but there is very little in Aristotle to support this thesis. Aristotle claims that an arrow falls downward for the same reason that rain falls downward in the weather system, namely earth falls downward because its situational-being is beneath the water and air and this is its natural place. Fire and heat and light(not heavy) warm matter moves upwards because the source of heat is its place, namely, the sun. All these elements are we should be careful to note already formed material (in accordance with the matter-form principle) and it is their form that decides their position and changes of position in the universe. That is, an arrow will fall to earth after having been fired into the air because of the forms that compose it: the wood and the iron are returning to their source—the earth. Now Aristotle in claiming the above was not making the mistake of other early philosophers/poets and claiming that the arrow “wanted” to return to earth. After all, was it not Aristotle who claimed that a tree has a visual form to present to the human eye but that a tree because of its nature cannot itself be aware of visual forms. Did he not maintain that powers build upon powers and that in accordance with this idea only substances that can be perceptually aware of visible forms can “want” and desire and therefore strive to fulfill these wants? Only animals and humans can fire the arrows of desire at their targets. Now, on Aristotle’s account, God is pure form but his function is pure thinking which does not desire or aim at objects since all objects are immediately possessed by a pure thinker. God, therefore, cannot in any way be similar to a super-human craftsman creating and shaping the substance of the world over a period of time. The Biblical creation myth is allegorical and meant merely to establish the hierarchy or “Place” of animals in relation to earth and God in relation to man and man in relation to the animals and the rest of the universe. In short God, whilst in some sense being alive does not perceive or desire and his thought has no relation to these powers. There is, it should be noted a significant difference between the philosophical God of Aristotle and the Biblical Mythical God who appears amorphously through the mists of mythological allegory. Aristotle’s God is not a craftsman caring for his creation and he is not, therefore, the Supreme agent or Supreme archer directing the elements to their natural places. He is rather, pure actuality, pure form, pure thinking. He thinks in a way which is not the realization of a potential but rather thinks of himself in a timeless infinite “moment” of contemplation. Perhaps Thales shared this conception and perhaps this is what he meant when he said “things are full of gods” as a response to those atheists who believed that the planets were just cold feelingless stone. If God is not thinking as we do about Reality how then should we characterize this thinking? Aristotle brilliantly chose the description/explanation that God thinks about thinking. He, therefore, cannot be a super-agent or a super-archer. When we are thinking, Aristotle points out, we partake however primitively, in the divinity of contemplation. When we are contemplating, it is during these moments that we are closest to God and the extent to which this occupies a large proportion of our life is the extent to which we lead a flourishing life or the “good spirited(Eudaimonia) life. One cannot but be amazed at the ease with which Aristotle makes his transitions from Metaphysical aporia to Ethical and political Philosophy aporia. These almost seamless transitions were the reason why he was referred to as “The Philosopher” for hundreds of years and “the teacher of our teachers”. Dante referred to Aristotle as “The master of those that know”. This is also the reason why we need to take his definition of Philosophy seriously—the systematic understanding of the world as a systematic whole– in a way that has been done only sporadically by Modern Philosophy since the time of Descartes and Hobbes.
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